nav emailalert searchbtn searchbox tablepage yinyongbenwen piczone journalimg journalInfo journalinfonormal searchdiv searchzone qikanlogo popupnotification paper paperNew
2026, 04, 786-796
锂离子电池负极石墨的失效机理和修复再生
基金项目(Foundation): 国家自然科学基金资助项目(52374288,52204298); 中国科学技术协会青年人才托举工程资助项目(2022QNRC001)~~
邮箱(Email): gp-gepeng@csu.edu.cn;
DOI: 10.20237/j.issn.1007-7545.2026.04.005
投稿时间: 2025-10-16
投稿日期(年): 2025
修回时间: 2025-11-02
终审时间: 2025-11-03
终审日期(年): 2025
审稿周期(年): 1
发布时间: 2026-04-10
出版时间: 2026-04-10
移动端阅读
摘要:

伴随着新能源产业发展,锂离子电池(LIBs)产量激增,其三至八年使用寿命使其即将迎来退役高峰。当前退役LIBs回收多聚焦正极Li、Co、Ni等贵金属,负极石墨(占电池质量12%~21%)常被忽视,既造成石墨资源浪费,又容易引发环境污染。本文从锂离子电池负极石墨失效机理出发,重点阐述了锂离子电池石墨负极的修复再生方法以及产业化前景,旨在为退役锂离子电池负极石墨修复再生提供参考。

Abstract:

With the explosive growth of the new energy industry, lithium-ion batteries(LIBs), as core energy storage devices, have experienced exponential production growth. Given their practical service life— approximately 3–5 years for electric vehicle applications and 5–8 years in stationary energy storage systems— the industry is now approaching a critical phase marked by the mass retirement of used LIBs. Projections indicate that, over the next decade, hundreds of thousands of tons of spent batteries will require recycling annually. Current recycling practices predominantly focus on recovering high-value and strategically important cathode metals such as lithium, cobalt, and nickel. In contrast, graphite— an essential anode material constituting 12%–21% of total battery mass— has long been overlooked in mainstream recycling processes. This neglect results not only in inefficient utilization of non-renewable graphite resources— 70% of global natural graphite reserves are concentrated in China, India, and Brazil— but also stems from the high energy consumption associated with synthetic graphite production. Moreover, improper disposal poses environmental risks, as residual impurities in graphite may leach into soil and water, causing contamination. Against this backdrop, this paper presents a systematic review of the primary failure mechanisms affecting graphite anodes during LIB operation and recent advances in regeneration technologies. Current research identifies three failure mechanisms driving graphite degradation: first, the dynamic "crack-regenerate-thicken" cycle of the solid electrolyte interphase(SEI) film, wherein repeated cracking and reformation during chargedischarge cycles lead to excessive SEI accumulation, significantly increasing ion transport resistance; second, the "nucleation-elongation-fracture" process of lithium dendrites, where uneven lithium deposition consumes active lithium and raises the risk of internal short circuits; and third, irreversible interlayer expansion of graphite, resulting from cumulative structural damage due to repeated lithium insertion, which cannot be restored. To address these degradation pathways, graphite regeneration strategies are categorized into three main approaches: thermal treatment(including conventional high-temperature annealing at 2 000–2 800 ℃, microwave heating, and ultrafast flash Joule heating(FJH)); elemental doping(encompassing redox pretreatment for oxide removal, heteroatom doping with N, B, S, or P to create active sites, and low-toxicity deep eutectic solvent(DES)-assisted doping); and surface coating modification(via atomic layer deposition(ALD) to form uniform Al_2O3 or carbon-based protective layers, chemical vapor deposition(CVD) for enhanced purity, or cost-effective precipitation methods for surface functionalization). Notably, emerging techniques have demonstrated exceptional performance at the laboratory scale: microwaveassisted thermal treatment reduces energy consumption to one-third of conventional high-temperature processes(from 50–80 kWh/kg to about 17–27 kWh/kg), achieves a 99.5% impurity removal rate, and produces regenerated graphite(RG) with a capacity of 354 mAh/g at 0.1 C; DES-mediated nitrogen-doped RG delivers a capacity of 406 mAh/g after 1 000 cycles at 1 C, markedly surpassing undoped RG(about 300 mAh/g); ALD-deposited Al_2O3 coatings(5–10 nm thick) enable graphite to retain 140 mAh/g after 3 000 cycles at a high current density of 3 000 mA/g; and DES-assisted doping at merely 80 ℃— far below the 800–1 200 ℃ required in traditional methods— simultaneously removes impurities and enables in-situ doping, achieving a 95.5% capacity retention after 500 cycles at 0.5 C. Despite these promising results, scaling up from lab to industrial production faces significant challenges: continuous-flow reactor systems for microwave and flash Joule heating remain underdeveloped, with most current setups operating in batch mode, severely limiting throughput; heteroatom doping often suffers from poor uniformity, leading to inconsistent material performance; and while ALD and CVD offer precise control, their high equipment costs and complex operational requirements hinder large-scale implementation in the near term. In summary, this paper provides a comprehensive overview of the failure mechanisms of graphite anodes in LIBs and the state-of-the-art in regeneration technologies. By analyzing key efficiency determinants and technical bottlenecks through the latest experimental data, it aims to guide process optimization and support the industrialization of graphite recycling, thereby promoting efficient resource recovery and advancing the sustainable development of the global lithium-ion battery industry.

参考文献

[1]NATARAJAN S, MAE T, TEAH H Y, et al. Environmentally friendly regeneration of graphite from spent lithium-ion batteries for sustainable anode material reuse[J]. Journal of Materials Chemistry A, 2025, 13(7):4984-4993.

[2]CHO S S, PARK S H, KANG J, et al. Facile strategy for highefficiency purification and regeneration of graphite anodes from spent lithium-ion batteries[J]. Chemical Engineering Journal, 2025, 516:163926. DOI:10.1016/j.cej.2025.163926.

[3]SHANG Z, YU W H, ZHOU J H, et al. Recycling of spent lithium-ion batteries in view of graphite recovery:a review[J]. eTransportation, 2024, 20:100320. DOI:10.1016/j.etran.2024.100320.

[4]龙立芬,张西华,姚沛帆,等.废锂离子电池石墨负极材料利用处理技术研究进展[J].储能科学与技术, 2022, 11(10):3076-3089.LONG L F, ZHANG X H, YAO P F, et al. Research advances on the utilization and disposal of graphite anode materials from spent lithium-ion batteries[J]. Energy Storage Science and Technology, 2022, 11(10):3076-3089.

[5]ZHAN R T, YANG Z Z, BLOOM I, et al. Significance of a solid electrolyte interphase on separation of anode and cathode materials from spent Li-ion batteries by froth flotation[J]. ACS Sustainable Chemistry&Engineering, 2021, 9(1):531-540.

[6]HAN S J, XU L, CHEN C, et al. Recovery of graphite from spent lithium-ion batteries and its wastewater treatment application:a review[J]. Separation and Purification Technology, 2024, 330:125289. DOI:10.1016/j.seppur.2023.125289.

[7]NIU B, XIAO J F, XU Z M. Advances and challenges in anode graphite recycling from spent lithium-ion batteries[J]. Journal of Hazardous Materials, 2022, 439:129678. DOI:10.1016/j.jhazmat.2022.129678.

[8]YI C X, ZHOU L J, WU X Q, et al. Technology for recycling and regenerating graphite from spent lithium-ion batteries[J].Chinese Journal of Chemical Engineering, 2021, 39:37-50.

[9]LI X Q, DENG C L, LIU M Y, et al. Reutilization and upcycling of spent graphite for sustainable lithium-ion batteries:progress and perspectives[J]. eScience, 2025, 5(4):100394. DOI:10.1016/j.esci.2025.100394.

[10]CHEN J, LI R L, DUAN Y Z, et al. Low-energy and green in situ recycling of spent lithium-ion batteries to achieve graphite regeneration and pre-lithiation[J]. Green Chemistry, 2025,27(32):9724-9736.

[11]YUAN Z Q, DONG Y, ZENG Z H, et al. For regenerated graphite:tailoring sub-surface architecture with strong prestorage abilities towards high-rate properties[J]. Chemical Engineering Journal, 2024, 491:151948. DOI:10.1016/j.cej.2024.151948.

[12]UMA MAHESWARI M, RAGHAVA REDDY K,AMINABHAVI T M, et al. Recycling strategies for renewable graphite and other carbon nanomaterials from used batteries:a review[J]. Journal of Cleaner Production, 2025, 493:144871.DOI:10.1016/j.jclepro.2025.144871.

[13]DONG Y, ZENG Z H, YUAN Z Q, et al. Spent graphite regeneration:exploring diverse repairing manners with impurities-catalyzing effect towards high performance and low energy consumption[J]. Journal of Energy Chemistry, 2024,91:656-669.

[14]QIAO Y, ZHAO H P, SHEN Y L, et al. Recycling of graphite anode from spent lithium-ion batteries:advances and perspectives[J]. EcoMat, 2023, 5(4):e12321. DOI:10.1002/eom2.12321.

[15]刘娟,邬杰,唐盛贺,等.退役锂电池负极石墨的失效分析及回收工艺研究[J].广东化工, 2025, 52(12):93-95.LIU J, WU J, TANG S H, et al. Analysis and recovery process on failure of negative graphite of decommissioned lithium batteries[J]. Guangdong Chemical Industry, 2025, 52(12):93-95.

[16]ZHU H Y, RUSSELL J A, FANG Z T, et al. A comparison of solid electrolyte interphase formation and evolution on highly oriented pyrolytic and disordered graphite negative electrodes in lithium-ion batteries[J]. Small, 2021, 17(52):2105292. DOI:10.1002/smll.202105292.

[17]SU X, DOGAN F, ILAVSKY J, et al. Mechanisms for lithium nucleation and dendrite growth in selected carbon allotropes[J].Chemistry of Materials, 2017, 29(15):6205-6213.

[18]GE P, YUAN Z Q, YI C X, et al. For the regeneration of spent graphite:the exploring of structural failure mechanism about commercial graphite[J]. Materials Today Sustainability, 2024,27:100825. DOI:10.1016/j.mtsust.2024.100825.

[19]WANG G, YU M H, FENG X L. Carbon materials for ionintercalation involved rechargeable battery technologies[J].Chemical Society Reviews, 2021, 50(4):2388-2443.

[20]YU H J, DAI H L, ZHU Y, et al. Mechanistic insights into the lattice reconfiguration of the anode graphite recycled from spent high-power lithium-ion batteries[J]. Journal of Power Sources, 2021, 481:229159. DOI:10.1016/j.jpowsour.2020.229159.

[21]SHANG Z, ZHANG N Z, YING Z W, et al. Direct regeneration and flash upcycling of mixed spent graphite with a uniform energy-storage property[J]. Chemical Engineering Journal,2025, 505:159132. DOI:10.1016/j.cej.2024.159132.

[22]YU G Q, XIE M Z, ZHENG Z H, et al. Efficiently regenerating spent lithium battery graphite anode materials through heat treatment processes for impurity dissipation and crystal structure repair[J]. Resources, Conservation and Recycling,2023, 199:107267. DOI:10.1016/j.resconrec.2023.107267.

[23]CHANDRASEKARAN S, BASAK T, SRINIVASAN R.Microwave heating characteristics of graphite based powder mixtures[J]. International Communications in Heat and Mass Transfer, 2013, 48:22-27.

[24]FAN W W, ZHANG J L, MA R X, et al. Regeneration of graphite anode from spent lithium-ion batteries via microwave calcination[J]. Journal of Electroanalytical Chemistry, 2022,908:116087. DOI:10.1016/j.jelechem.2022.116087.

[25]YANG L, YANG L, XU G R, et al. Separation and recovery of carbon powder in anodes from spent lithium-ion batteries to synthesize graphene[J]. Scientific Reports, 2019, 9:9823.DOI:10.1038/s41598-019-46393-4.

[26]YU J L, YANG S L, MEI J, et al. Facile conversion from spent graphite to N-doped graphite with high cycling performance[J].Journal of Energy Storage, 2025, 119:116399. DOI:10.1016/j.est.2025.116399.

[27]WANG X R, ZHOU J, WANG H, et al. Mildly expanded graphite with exceptional performance from waste lithium ion batteries by space-confined intercalation of deep eutectic solvent[J]. Separation and Purification Technology, 2025, 354:129329. DOI:10.1016/j.seppur.2024.129329.

[28]BEJIGO K S, FIKADU B, RAAJU SUNDHAR A S, et al.Waste to wealth:upgrading spent graphite towards defectrich nitrogen-doped graphene for lithium storage and oxygen electrocatalysis[J]. Carbon, 2025, 238:120261. DOI:10.1016/j.carbon.2025.120261.

[29]LIU X, LIU S Q, PU J H, et al. Sustainable and direct upcycling of waste graphite anodes via deep eutectic solvents[J]. Advanced Science, 2025, 12(41):e06637. DOI:10.1002/advs.202506637.

[30]WANG B, DONG Y, ZENG Z H, et al. Regenerated spent graphite with enhanced pre-storage abilities of near-surface layers towards high-rate properties[J]. Journal of Power Sources, 2024, 621:235299. DOI:10.1016/j.jpowsour.2024.235299.

[31]YI C X, GE P, WU X Q, et al. Tailoring carbon chains for repairing graphite from spent lithium-ion battery toward closed-circuit recycling[J]. Journal of Energy Chemistry, 2022,72:97-107.

[32]GOWDRU S M, WU Y C, LIU T R, et al. Ultrathin atomic layer deposition Al2O3 coatings on graphite cathode materials for improving anti-self-discharging Al-ion battery[J]. Journal of the Chinese Chemical Society, 2023, 70(12):2238-2244.

[33]凌政,孙陆,田朋,等.锂离子电池石墨负极材料的包覆改性及电化学性能研究[J/OL].无机盐工业:1-12.[2025-09-22]. https://link.cnki.net/doi/10.19964/j.issn.1006-4990.2025-0021.LING Z, SUN L, TIAN P, et al. Coating modification and electrochemical performance investigation of graphite anode materials for lithium-ion batteries[J/OL]. Inorganic Chemicals Industry:1-12.[2025-09-22]. https://link.cnki.net/doi/10.19964/j.issn.1006-4990.2025-0021.

[34]HUANG S H, FAN Q H, CHEN X H, et al. From graphite of used lithium-ion batteries to holey graphite coated by carbon with enhanced lithium storage capability[J]. Journal of Colloid and Interface Science, 2024, 676:197-206.

[35]SONG X S, LI J L, LIU Z Q, et al. Efficient regeneration of waste graphite through vapor deposition for high-performance lithium-ion battery anodes[J]. Journal of the Electrochemical Society, 2025, 172(4):040529. DOI:10.1149/1945-7111/adce39.

[36]WANG W J, ZHANG X, WANG X C, et al. N/S Co-doped carbon-coated micro-expanded graphite for high-performance lithium-ion battery anodes[J]. Materials, 2025, 18(11):2477.DOI:10.3390/ma18112477.

[37]SONOMURA H, OZAKI T, HASEGAWA Y, et al. Natural graphite coated with Li2SiO3-Li2CO3-CNTs composite by solvothermal synthesis for high-performance sulfide-based all-solid-state lithium batteries[J]. Journal of Physics and Chemistry of Solids, 2025, 204:112749. DOI:10.1016/j.jpcs.2025.112749.

[38]ZOU Y, LYU Y, WEI H X, et al. A green route based onπ-πinteractions to coat graphite for high-rate and long-life anodes in lithium-ion batteries[J]. Materials Reports:Energy, 2025,5(2):100332. DOI:10.1016/j.matre.2025.100332.

基本信息:

DOI:10.20237/j.issn.1007-7545.2026.04.005

中图分类号:TQ127.11;TM912

引用信息:

[1]曹世宇,周涵宇,董泽宇,等.锂离子电池负极石墨的失效机理和修复再生[J].有色金属(冶炼部分),2026(04):786-796.DOI:10.20237/j.issn.1007-7545.2026.04.005.

基金信息:

国家自然科学基金资助项目(52374288,52204298); 中国科学技术协会青年人才托举工程资助项目(2022QNRC001)~~

投稿时间:

2025-10-16

投稿日期(年):

2025

修回时间:

2025-11-02

终审时间:

2025-11-03

终审日期(年):

2025

审稿周期(年):

1

发布时间:

2026-04-10

出版时间:

2026-04-10

检 索 高级检索

引用

GB/T 7714-2015 格式引文
MLA格式引文
APA格式引文